As an independent broker/dealer, SII Investments stands for...


The employees at our broker/dealer maintain a passionate belief that their work is not only contributing to their personal growth and development, but also to the enhancement of our registered representatives’ financial practices.

Each experienced SII home office associate is driven to provide accessibility, guidance and answers when you need them the most. As an SII affiliate, you can rest assured knowing the talented team of professionals within our broker/dealer is supporting your financial business.


We actively seek and incorporate suggestions from our registered representatives into our systems and processes, allowing us to provide you with practical solutions tailored to meet your unique business needs.

As an established independent broker/dealer, our ultimate goal is to save you and your investment firm time, giving you more freedom to focus on building client relationships. We achieve this by providing the service and support, payout, technology, practice management services and advisory solutions you need to grow, manage and build your best financial practice.


Our significant history as an independent broker/dealer demonstrates the standards that drive us forward.

SII Investments, Inc., formerly known as SECURA Investments, was founded in 1968. In the mid-1990s, two SECURA representatives and one home office employee purchased the firm. They focused SII on its niche – providing outstanding brokerage service to successful financial advisors. Eight years after becoming an independent broker/dealer, SII affiliated with Prudential plc, providing us the stability and financial backing of one of the world’s leading financial services groups.

Today we rank at the top of the broker/dealer community. We attribute this success to our people, and take great pride in the culture of our financial organization. Hard work and attention to detail are served with Midwestern warmth and sincerity day-in, day-out.

Find more than a broker/dealer in SII; find a partner for years to come.