The Strength of Our Financial Investment Network

As an independent, nationwide broker/dealer located in Appleton, WI, SII Investments at a glance may appear small in comparison to national competitors. The reality is that SII is backed by affiliations that provide us, our registered representatives, and their clients the volume, scale, and capabilities to bring industry innovation to our work. To help provide you with a better understanding of the true strength and integrity of our international financial investment network, the team at SII has broken down each rung of the ladder.

National Planning Holdings®, Inc. (NPH) is a broker-dealer holding company and an affiliate of Lansing, Mich.-based Jackson National Life Insurance Company® (Jackson®). NPH serves as the holding company for SII Investments, Inc., as well as Investment Centers of America, Inc. (ICA), National Planning Corporation (NPC), and INVEST Financial Corporation. These broker/dealer firms, which operate under completely unique business models, each offer their own key services, including independent advisor services, financial institution services, and tax and accounting services. All provide innovative technology tools, compliance support and active transaction tools to support an advisors business.

Jackson and NPH are wholly owned by Prudential plc (NYSE: PUK), a company incorporated in England and Wales. Prudential plc is not affiliated in any manner with Prudential Financial, Inc., a company whose principal place of business is in the United States of America.

Jackson is the marketing name for Jackson National Life Insurance Company® (Home Office: Lansing, Michigan) and Jackson National Life Insurance Company of New York® (Home Office: Purchase, New York).

While SII maintains the level of service that you'd expect to find from a Midwest-based small business, we also offer powerful, top-level products, tools, and resources that you'd likely find in a larger firm. With an emphasis on customer service and resources that come from some of the most effective companies in the investment industry, SII is able to provide its registered representatives and their clients with the most cutting-edge products and high-quality services in the industry. Contact our office today to learn more!