Who We Are/ What is SII

SII Investments, Inc. is an independent broker/dealer located in Appleton, Wis. We serve independent financial representatives across the country with compliance, clearing and growth needs. Essentially, we are a catalyst for financial advisors facilitating financial transactions. Our associates provide oversight to protect investors from fraudulent activity, and they provide a portal for financial representatives working with investor's money.

SII Investments encompasses the Midwest values of hard work, honesty, family and learning about the individuals we serve. Our employees develop relationships across the country and work cross-departmentally to solve problems and deliver innovative solutions to our representatives. Explore our organization's departments and learn where your talents fit in within our system.

We reward our employees with a comprehensive benefits package that fosters personal growth, work/life balance, and industry competitiveness. As job openings develop, we strive to promote from within and bring in individuals with talent and energy to further the company's success.

The following six principles form the core of Jackson's successful execution-based culture that SII follows:

  • Customer-driven
  • Performance-based
  • Open Communication
  • Development/Learning
  • Empowerment
  • Teamwork
Corporate Structure

SII Investments, Inc. belongs to National Planning Holdings (NPH), a network of broker-dealers consisting of SII, Investment Centers of America(ICA), INVEST Financial and National Planning Corporation (NPC). Through NPH, we leverage efficiencies and size to bring the best services to our affiliated financial representatives. SII with National Planning Holdings fall under the Jackson National Life group umbrella.

SII is an indirect subsidiary of Prudential plc, a company incorporated and with its principal place of business in the United Kingdom. Prudential plc and its affiliated companies constitute one of the world's leading financial services groups. It provides insurance and financial services directly and through its subsidiaries and affiliates throughout the world. It has been in existence for over 165 years.


In the highly competitive and rapidly changing retirement services market, SII must foster creativity and new ideas in order to succeed. SII values and promotes diversity and is committed to attracting, developing and retaining a diverse and talented workforce. The varied backgrounds of our associates serve as a foundation for the company to better assist its diverse client base. We are committed to providing a working environment in which each individual is respected, supported and rewarded on the basis of personal achievement and contribution.

Equal Opportunity Statement

SII Investments, Inc. believes in equal employment opportunity and, as such, subscribes to and endorses federal and state laws and regulations relating to equal employment opportunity for all people without regard to race, color, religion, gender, age, national origin, legally recognized disability, marital status, legally protected medical condition, citizenship, ancestry, height, weight, sexual orientation, veteran status, or any other factor not related to the needs of the job. The company is committed to a policy of equal opportunity.

Community Giving

SII provides many opportunities to give back to our local community. Through corporate matching, department team challenges and company-wide initiatives, SII supports youth and elderly organizations.